• Organization: Board of Governors of the Federal Reserve System
• Updated: 2025-03-01

This information collection is comprised of the following reporting forms: • Application to Become a Bank Holding Company and/or Acquire an Additional Bank or Bank Holding Company (FR Y-3), •...

• Organization: Board of Governors of the Federal Reserve System
• Updated: 2025-03-01

Under the Bank Holding Company Act, submission of this application is required for any company organized under the laws of a foreign country seeking to acquire a U.S. subsidiary bank or bank...

• Organization: Board of Governors of the Federal Reserve System
• Updated: R/P3M

The Financial Statements of Holding Companies (FR Y-9 Reports) collects standardized financial statements from domestic holding companies (HCs). This is pursuant to the Bank Holding Company Act of...

• Organization: Federal Deposit Insurance Corporation
• Updated: 2025-10-15T12:11:03.332Z

RIS utilizes demographic, financial, merger history, examination, holding company, branch, and other information deemed necessary in the analysis of the financial institutions. RIS information...

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• Organization: Federal Deposit Insurance Corporation
• Updated: 2025-10-15T11:56:39.068Z

The Research Information System (RIS) is a data warehouse developed and maintained by the Division of Insurance and Research. The system organizes various types of bank and holding company data...

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• Organization: Board of Governors of the Federal Reserve System
• Updated: R/P1Y

The Board’s Regulation XX - Concentration Limit (12 CFR Part 251) implements section 14 of the Bank Holding Company Act of 1956 (BHC Act), which establishes a financial sector concentration limit...

• Organization: Board of Governors of the Federal Reserve System
• Updated: 2013-12-19

A broker-dealer authorized to engage in securities underwriting, dealing, or market-making may, under certain circumstances, be acquired by a bank holding company, by a foreign bank subject to the...

• Organization: Board of Governors of the Federal Reserve System
• Updated: 2025-03-01

These mandatory information collections must be submitted in certain circumstances by a municipal security dealer (MSD) that is itself or is a subsidiary of a state member bank (SMB), a bank...

• Organization: Board of Governors of the Federal Reserve System
• Updated: R/P3M

This reporting form collects information on covered transactions between an insured depository institution and its affiliates that are subject to the quantitative limits and other requirements of...

• Organization: Board of Governors of the Federal Reserve System
• Updated: R/P1Y

The Banking Organization Systemic Risk Report(FR Y-15) collects systemic risk data from large U.S. bank holding companies (BHCs), covered savings and loan holding companies (SLHCs), foreign...

• Organization: Board of Governors of the Federal Reserve System
• Updated: R/P3M

Section 13 of the Bank Holding Company Act of 1956 (BHC Act) and the Board’s implementing regulation, Regulation VV - Proprietary Trading and Certain Interests in and Relationships with Covered...

• Organization: Board of Governors of the Federal Reserve System
• Updated: R/P3M

The Board has implemented the Single-Counterparty Credit Limits (FR 2590) reporting form, associated notice requirements, and recordkeeping requirements. The FR 2590 is being implemented in...

• Organization: Board of Governors of the Federal Reserve System
• Updated: R/P1W

The H.2A release lists all applications and notices that have been filed or will be filed shortly with the Federal Reserve System under the Bank Holding Company Act, the Change in Bank Control...

• Organization: Board of Governors of the Federal Reserve System
• Updated: R/P3M

The FR Y-7N and FR Y-7NS collect financial information for non-functionally regulated U.S. nonbank subsidiaries held by foreign banking organizations (FBOs) other than through a U.S. bank holding...

• Organization: Board of Governors of the Federal Reserve System
• Updated: 2025-03-01

Transfer agents, which provide securities transfer, registration, monitoring, and other services to securities issuers, are required by the Securities Exchange Act to register with the appropriate...