Found 5 datasets matching "Securities brokers, dealers, underwriters".
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These reports collect information on market activity from primary dealers in U.S. government securities. This family of reports consists of the Weekly Report of Dealer Positions (FR 2004A), the...
Search relevance: 121.52 | Views last month: 5 -
The Securities Exchange Act of 1934, as amended, requires financial institutions to notify their appropriate regulatory agency (ARA) prior to using the mails or any means or instrumentality of...
Search relevance: 119.64 | Views last month: 0 -
These mandatory information collections must be submitted in certain circumstances by a municipal security dealer (MSD) that is itself or is a subsidiary of a state member bank (SMB), a bank...
Search relevance: 119.54 | Views last month: 1 -
A broker-dealer authorized to engage in securities underwriting, dealing, or market-making may, under certain circumstances, be acquired by a bank holding company, by a foreign bank subject to the...
Search relevance: 115.63 | Views last month: 0 -
The FR 3036 survey consists of a Turnover section and a section on Derivatives Outstandings. The Turnover section requests information on the monthly volume of transactions (turnover) in the...
Search relevance: 101.44 | Views last month: 4