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Securities Exchange Act Filings
The Federal Deposit Insurance Corporation (FDIC), administers two groups of securities disclosure filings:
⦁ Beneficial ownership report filings on Forms 3, 4, and 5 by directors, officers, and principal shareholders of depository institutions with a class of securities registered with the appropriate federal banking agency under the Securities Exchange Act of 1934 (Exchange Act); and
⦁ Other securities disclosure documents filed by or pertaining to FDIC-supervised depository institutions with a class of securities registered under the Exchange Act.
Complete Metadata
| @type | dcat:Dataset |
|---|---|
| accessLevel | public |
| accrualPeriodicity | irregular |
| bureauCode |
[
"000:00"
]
|
| contactPoint |
{
"fn": "Division of Risk Management Supervision",
"@type": "vcard:Contact",
"hasEmail": "mailto:ChiefDataOfficer@FDIC.gov"
}
|
| dataQuality |
true
|
| describedBy | https://www.fdic.gov/analysis/list-fdic-supervised-banks-filing-under-securities-exchange-act |
| describedByType | text/html |
| description | The Federal Deposit Insurance Corporation (FDIC), administers two groups of securities disclosure filings: ⦁ Beneficial ownership report filings on Forms 3, 4, and 5 by directors, officers, and principal shareholders of depository institutions with a class of securities registered with the appropriate federal banking agency under the Securities Exchange Act of 1934 (Exchange Act); and ⦁ Other securities disclosure documents filed by or pertaining to FDIC-supervised depository institutions with a class of securities registered under the Exchange Act. |
| distribution |
[
{
"@type": "dcat:Distribution",
"title": "Securities Exchange Act Filings",
"accessURL": "https://efr.fdic.gov/fcxweb/efr/index.html",
"description": "The Federal Deposit Insurance Corporation (FDIC), administers two groups of securities disclosure filings:
⦁ Beneficial ownership report filings on Forms 3, 4, and 5 by directors, officers, and principal shareholders of depository institutions with a class of securities registered with the appropriate federal banking agency under the Securities Exchange Act of 1934 (Exchange Act); and
⦁ Other securities disclosure documents filed by or pertaining to FDIC-supervised depository institutions with a class of securities registered under the Exchange Act."
}
]
|
| identifier | 92615-00000-8 |
| issued | 2025-05-13 |
| keyword |
[
"Beneficial Ownership Filing",
"FDIC Form 3",
"FDIC Form 4",
"FDIC Form 5",
"Other securities disclosure documents",
"Securities Exchange Act Filings"
]
|
| landingPage | https://www.fdic.gov/analysis/list-fdic-supervised-banks-filing-under-securities-exchange-act |
| language |
[
"en-US"
]
|
| license | https://www.usa.gov/publicdomain/label/1.0/ |
| modified | 2025-10-15T12:03:16.591Z |
| programCode |
[
"000:000"
]
|
| publisher |
{
"name": "Federal Deposit Insurance Corporation",
"@type": "org:Organization",
"subOrganizationOf": {
"name": "Federal Deposit Insurance Corporation",
"@type": "org:Organization"
}
}
|
| rights |
"true"
|
| title | Securities Exchange Act Filings |
