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Securities Underwriting & Dealing Subsidiaries
A broker-dealer authorized to engage in securities underwriting, dealing, or market-making may, under certain circumstances, be acquired by a bank holding company, by a foreign bank subject to the Bank Holding Company Act, or by a state member bank. The resulting subsidiaries and the institutions owning them are listed here under the following categories: Section 20 Subsidiaries (as of March 31, 2011) and Section 4(k)(4)(E) Securities Subsidiaries (as of December 19, 2013).
Complete Metadata
| accessLevel | public |
|---|---|
| bureauCode |
[
"920:00"
]
|
| contactPoint |
{
"fn": "Katherine Tom",
"hasEmail": "mailto:ogda-data@frb.gov"
}
|
| description | A broker-dealer authorized to engage in securities underwriting, dealing, or market-making may, under certain circumstances, be acquired by a bank holding company, by a foreign bank subject to the Bank Holding Company Act, or by a state member bank. The resulting subsidiaries and the institutions owning them are listed here under the following categories: Section 20 Subsidiaries (as of March 31, 2011) and Section 4(k)(4)(E) Securities Subsidiaries (as of December 19, 2013). |
| identifier | FRBCNA20 |
| keyword |
[
"Data resource",
"FRS created data",
"Financial institutions and services",
"Securities brokers, dealers, underwriters"
]
|
| landingPage | https://www.federalreserve.gov/supervisionreg/suds.htm |
| modified | 2013-12-19 |
| programCode |
[
"920:000"
]
|
| publisher |
{
"name": "Board of Governors of the Federal Reserve System"
}
|
| title | Securities Underwriting & Dealing Subsidiaries |
