Transfer Agent Registration and Amendment Form

Transfer agents, which provide securities transfer, registration, monitoring, and other services to securities issuers, are required by the Securities Exchange Act to register with the appropriate regulatory agency (ARA). The Board is the ARA for state member banks and their subsidiaries, bank holding companies (BHCs), savings and loan holding companies, and certain other subsidiaries of BHCs. Transfer agents for which the Board is the ARA must register with the Board using the Transfer Agent Registration & Amendment Form (Form TA-1). This form collects a registrant’s company name, business addresses, and information regarding the institution’s proposed transfer agent activities. Additionally, registered transfer agents for which the Board is their ARA may deregister by submitting Transfer Agent Deregistration (Form TA-W).

                                            [
  "920:00"
]
                                        

                                            {
  "fn": "Katherine Tom",
  "hasEmail": "mailto:ogda-data@frb.gov"
}
                                        

                                            [
  "Data resource",
  "FRS collected data",
  "Financial institutions and services",
  "Regulatory reports"
]
                                        

                                            [
  "920:000"
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                                            {
  "name": "Board of Governors of the Federal Reserve System"
}