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Administrative Law Judge Initial Decisions for 2009 and 2010

Published by Public Affairs | Securities and Exchange Commission | Metadata Last Checked: January 09, 2026 | Last Modified: 2017-05-05T07:30:36Z
This file contains the respondents, release number, release date, and the url of the initial decisions issued by administrative law judges that contains findings of fact, legal conclusions, and an order that often contains a sanction.

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