Securities and Exchange Commission
Overview
- Type: Federal Government
- Total datasets:
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This text file contains the date, CUSIP numbers, ticker symbols, issuer name, price, and total number of fails-to-deliver (i.e., the balance level outstanding) recorded in the National Securities...
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Under Section 16 of the Securities Exchange Act of 1934, senior executives, directors, and large-block shareholders are required to make ongoing filings about their company stock holdings to...
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The data sets provide the text and detailed numeric information in all financial statements and their notes extracted from exhibits to corporate financial reports filed with the Commission using...
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These datasets provide metrics partitioned by market capitalization, price, volatility, and turnover. The stock market activity metrics are partitioned by decile and the ETP metrics by quartile.
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The Investment Adviser Information Reports' data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration Depository (IARD) system.
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The Business Development Company (BDC) Data Sets provide the data extracted from disclosures filed by BDCs with the Commission in eXtensible Business Reporting Language (XBRL). The data is sourced...
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The Series and Class Report provides basic identification information for all active registered investment company series and classes have been issued IDs by the Commission.
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Form N-MFP is used for monthly reports of money market funds to report information about the fund and its portfolio holdings for the preceding month. Form N-MFP is filed with the Commission by...
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Form N-PORT is to be used by a registered management investment company, or an exchange-traded fund organized as a unit investment trust, or series thereof (“Fund”), other than a Fund that is...
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Form N-CEN is used by all registered investment companies, other than face-amount certificate companies to file annual reports with the Commission. The Form N-CEN data sets are extracted from...
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The SEC receives submissions from alternative trading systems on an ongoing basis pursuant to Regulation ATS. We note that the list of alternative trading systems changes over time.
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The Mutual Fund Prospectus Risk/Return Summary Data Sets provides text and numeric information extracted from the risk/return summary section of mutual fund prospectuses.
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The data sets below provide selected information extracted from exhibits to corporate financial reports filed with the Commission using eXtensible Business Reporting Language (XBRL).
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This file contains the respondents, release number, release date, and the url of the litigation releases concerning civil lawsuits brought by the Commission in federal court.
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