Company Information About Active Broker-Dealers
Resources
224 resources available
-
September 2023
TEXT/PLAIN -
January 2023
TEXT/PLAIN -
January 2024
TEXT/PLAIN -
February 2023
TEXT/PLAIN -
February 2024
TEXT/PLAIN -
March 2023
TEXT/PLAIN -
March 2024
TEXT/PLAIN -
July 2024
TEXT/PLAIN -
November 2023
TEXT/PLAIN -
January 2018
TEXT/PLAIN -
January 2019
TEXT/PLAIN -
January 2025
TEXT/PLAIN -
January 2026
TEXT/PLAIN -
January 2020
TEXT/PLAIN -
January 2021
TEXT/PLAIN -
January 2022
TEXT/PLAIN -
February 2019
TEXT/PLAIN -
February 2018
TEXT/PLAIN -
February 2020
TEXT/PLAIN -
February 2021
TEXT/PLAIN -
February 2022
TEXT/PLAIN -
February 2025
TEXT/PLAIN -
February 2026
TEXT/PLAIN -
March 2018
TEXT/PLAIN -
March 2021
TEXT/PLAIN -
March 2022
TEXT/PLAIN -
March 2025
TEXT/PLAIN -
March 2019
TEXT/PLAIN -
April 2018
TEXT/PLAIN -
April 2021
TEXT/PLAIN -
April 2022
TEXT/PLAIN -
April 2023
TEXT/PLAIN -
April 2024
TEXT/PLAIN -
April 2025
TEXT/PLAIN -
April 2019
TEXT/PLAIN -
May 2018
TEXT/PLAIN -
May 2023
TEXT/PLAIN -
May 2024
TEXT/PLAIN -
May 2025
TEXT/PLAIN -
May 2019
TEXT/PLAIN -
May 2021
TEXT/PLAIN -
May 2022
TEXT/PLAIN -
June 2018
TEXT/PLAIN -
June 2019
TEXT/PLAIN -
June 2020
TEXT/PLAIN -
June 2021
TEXT/PLAIN -
June 2023
TEXT/PLAIN -
June 2024
TEXT/PLAIN -
June 2025
TEXT/PLAIN -
June 2022
TEXT/PLAIN -
July 2018
TEXT/PLAIN -
July 2020
TEXT/PLAIN -
July 2021
TEXT/PLAIN -
July 2022
TEXT/PLAIN -
July 2023
TEXT/PLAIN -
July 2025
TEXT/PLAIN -
July 2019
TEXT/PLAIN -
August 2018
TEXT/PLAIN -
August 2017
TEXT/PLAIN -
August 2020
TEXT/PLAIN -
August 2022
TEXT/PLAIN -
August 2023
TEXT/PLAIN -
August 2025
TEXT/PLAIN -
August 2021
TEXT/PLAIN -
August 2019
TEXT/PLAIN -
August 2024
TEXT/PLAIN -
September 2017
TEXT/PLAIN -
September 2018
TEXT/PLAIN -
September 2020
TEXT/PLAIN -
September 2022
TEXT/PLAIN -
September 2024
TEXT/PLAIN -
September 2025
TEXT/PLAIN -
September 2021
TEXT/PLAIN -
September 2019
TEXT/PLAIN -
October 2017
TEXT/PLAIN -
October 2019
TEXT/PLAIN -
October 2020
TEXT/PLAIN -
October 2021
TEXT/PLAIN -
October 2022
TEXT/PLAIN -
October 2023
TEXT/PLAIN -
October 2024
TEXT/PLAIN -
October 2025
TEXT/PLAIN -
October 2018
TEXT/PLAIN -
November 2017
TEXT/PLAIN -
November 2019
TEXT/PLAIN -
November 2021
TEXT/PLAIN -
November 2022
TEXT/PLAIN -
November 2024
TEXT/PLAIN -
November 2025
TEXT/PLAIN -
November 2018
TEXT/PLAIN -
November 2020
TEXT/PLAIN -
December 2017
TEXT/PLAIN -
December 2019
TEXT/PLAIN -
December 2020
TEXT/PLAIN -
December 2022
TEXT/PLAIN -
December 2023
TEXT/PLAIN -
December 2024
TEXT/PLAIN -
December 2025
TEXT/PLAIN -
December 2018
TEXT/PLAIN -
December 2021
TEXT/PLAIN -
January 2008
TEXT/PLAIN -
January 2009
TEXT/PLAIN -
January 2010
TEXT/PLAIN -
January 2012
TEXT/PLAIN -
January 2014
TEXT/PLAIN -
January 2016
TEXT/PLAIN -
January 2017
TEXT/PLAIN -
January 2015
TEXT/PLAIN -
January 2011
TEXT/PLAIN -
January 2013
TEXT/PLAIN -
February 2008
TEXT/PLAIN -
February 2009
TEXT/PLAIN -
February 2010
TEXT/PLAIN -
February 2011
TEXT/PLAIN -
February 2012
TEXT/PLAIN -
February 2013
TEXT/PLAIN -
February 2014
TEXT/PLAIN -
February 2015
TEXT/PLAIN -
February 2016
TEXT/PLAIN -
February 2017
TEXT/PLAIN -
March 2008
TEXT/PLAIN -
March 2009
TEXT/PLAIN -
March 2010
TEXT/PLAIN -
March 2011
TEXT/PLAIN -
March 2012
TEXT/PLAIN -
March 2013
TEXT/PLAIN -
March 2014
TEXT/PLAIN -
March 2015
TEXT/PLAIN -
March 2016
TEXT/PLAIN -
March 2017
TEXT/PLAIN -
March 2007
TEXT/PLAIN -
April 2008
TEXT/PLAIN -
April 2009
TEXT/PLAIN -
April 2010
TEXT/PLAIN -
April 2011
TEXT/PLAIN -
April 2012
TEXT/PLAIN -
April 2013
TEXT/PLAIN -
April 2014
TEXT/PLAIN -
April 2015
TEXT/PLAIN -
April 2016
TEXT/PLAIN -
April 2017
TEXT/PLAIN -
May 2009
TEXT/PLAIN -
May 2011
TEXT/PLAIN -
May 2012
TEXT/PLAIN -
May 2013
TEXT/PLAIN -
May 2014
TEXT/PLAIN -
May 2015
TEXT/PLAIN -
May 2016
TEXT/PLAIN -
May 2017
TEXT/PLAIN -
May 2010
TEXT/PLAIN -
June 2008
TEXT/PLAIN -
June 2009
TEXT/PLAIN -
June 2010
TEXT/PLAIN -
June 2011
TEXT/PLAIN -
June 2012
TEXT/PLAIN -
June 2013
TEXT/PLAIN -
June 2014
TEXT/PLAIN -
June 2015
TEXT/PLAIN -
June 2016
TEXT/PLAIN -
June 2017
TEXT/PLAIN -
June 2007
TEXT/PLAIN -
July 2008
TEXT/PLAIN -
July 2009
TEXT/PLAIN -
July 2010
TEXT/PLAIN -
July 2011
TEXT/PLAIN -
July 2012
TEXT/PLAIN -
July 2013
TEXT/PLAIN -
July 2014
TEXT/PLAIN -
July 2015
TEXT/PLAIN -
July 2016
TEXT/PLAIN -
July 2017
TEXT/PLAIN -
August 2008
TEXT/PLAIN -
August 2009
TEXT/PLAIN -
August 2010
TEXT/PLAIN -
August 2011
TEXT/PLAIN -
August 2012
TEXT/PLAIN -
August 2013
TEXT/PLAIN -
August 2014
TEXT/PLAIN -
August 2015
TEXT/PLAIN -
August 2016
TEXT/PLAIN -
August 2007
TEXT/PLAIN -
September 2008
TEXT/PLAIN -
September 2009
TEXT/PLAIN -
September 2010
TEXT/PLAIN -
September 2011
TEXT/PLAIN -
September 2012
TEXT/PLAIN -
September 2013
TEXT/PLAIN -
September 2014
TEXT/PLAIN -
September 2015
TEXT/PLAIN -
September 2016
TEXT/PLAIN -
September 2007
TEXT/PLAIN -
October 2007
TEXT/PLAIN -
October 2008
TEXT/PLAIN -
October 2009
TEXT/PLAIN -
October 2010
TEXT/PLAIN -
October 2011
TEXT/PLAIN -
October 2012
TEXT/PLAIN -
October 2013
TEXT/PLAIN -
October 2014
TEXT/PLAIN -
October 2015
TEXT/PLAIN -
October 2016
TEXT/PLAIN -
November 2007
TEXT/PLAIN -
November 2008
TEXT/PLAIN -
November 2009
TEXT/PLAIN -
November 2010
TEXT/PLAIN -
November 2011
TEXT/PLAIN -
November 2012
TEXT/PLAIN -
November 2013
TEXT/PLAIN -
November 2014
TEXT/PLAIN -
November 2015
TEXT/PLAIN -
November 2016
TEXT/PLAIN -
December 2007
TEXT/PLAIN -
December 2008
TEXT/PLAIN -
December 2009
TEXT/PLAIN -
December 2010
TEXT/PLAIN -
December 2011
TEXT/PLAIN -
December 2012
TEXT/PLAIN -
December 2013
TEXT/PLAIN -
December 2014
TEXT/PLAIN -
December 2015
TEXT/PLAIN -
December 2016
TEXT/PLAIN -
March 2020
TEXT/PLAIN -
April 2020
TEXT/PLAIN -
May 2020
TEXT/PLAIN
Complete Metadata
| @type | dcat:Dataset |
|---|---|
| accessLevel | public |
| bureauCode |
[
"449:00"
]
|
| contactPoint |
{
"fn": "Open Data",
"hasEmail": "mailto:opendata@sec.gov"
}
|
| description | This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are not available) of active broker-dealers who are registered with the SEC. |
| distribution |
[
{
"@type": "dcat:Distribution",
"title": "September 2023",
"accessURL": "entity:node/86021",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd-090123.txt"
},
{
"@type": "dcat:Distribution",
"title": "January 2023",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd-010123.txt"
},
{
"@type": "dcat:Distribution",
"title": "January 2024",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd-010224.txt"
},
{
"@type": "dcat:Distribution",
"title": "February 2023",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd-020123.txt"
},
{
"@type": "dcat:Distribution",
"title": "February 2024",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd-020124.txt"
},
{
"@type": "dcat:Distribution",
"title": "March 2023",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd-030123txt.txt"
},
{
"@type": "dcat:Distribution",
"title": "March 2024",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd-030124.txt"
},
{
"@type": "dcat:Distribution",
"title": "July 2024",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd-070124.txt"
},
{
"@type": "dcat:Distribution",
"title": "November 2023",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd-110123.txt"
},
{
"@type": "dcat:Distribution",
"title": "January 2018",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd010118.txt"
},
{
"@type": "dcat:Distribution",
"title": "January 2019",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd010119.txt"
},
{
"@type": "dcat:Distribution",
"title": "January 2025",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd010125.txt"
},
{
"@type": "dcat:Distribution",
"title": "January 2026",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd010126.txt"
},
{
"@type": "dcat:Distribution",
"title": "January 2020",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd010219.txt"
},
{
"@type": "dcat:Distribution",
"title": "January 2021",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd010421.txt"
},
{
"@type": "dcat:Distribution",
"title": "January 2022",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd0120321.txt"
},
{
"@type": "dcat:Distribution",
"title": "February 2019",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd0201.txt"
},
{
"@type": "dcat:Distribution",
"title": "February 2018",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd020118.txt"
},
{
"@type": "dcat:Distribution",
"title": "February 2020",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd020120.txt"
},
{
"@type": "dcat:Distribution",
"title": "February 2021",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd020121.txt"
},
{
"@type": "dcat:Distribution",
"title": "February 2022",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd020122.txt"
},
{
"@type": "dcat:Distribution",
"title": "February 2025",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd020125.txt"
},
{
"@type": "dcat:Distribution",
"title": "February 2026",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd020126.txt"
},
{
"@type": "dcat:Distribution",
"title": "March 2018",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd0301.txt"
},
{
"@type": "dcat:Distribution",
"title": "March 2021",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd030121.txt"
},
{
"@type": "dcat:Distribution",
"title": "March 2022",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd030122.txt"
},
{
"@type": "dcat:Distribution",
"title": "March 2025",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd030125.txt"
},
{
"@type": "dcat:Distribution",
"title": "March 2019",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd0301_0.txt"
},
{
"@type": "dcat:Distribution",
"title": "April 2018",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd0401.txt"
},
{
"@type": "dcat:Distribution",
"title": "April 2021",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd040121.txt"
},
{
"@type": "dcat:Distribution",
"title": "April 2022",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd040122.txt"
},
{
"@type": "dcat:Distribution",
"title": "April 2023",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd040123.txt"
},
{
"@type": "dcat:Distribution",
"title": "April 2024",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd040124.txt"
},
{
"@type": "dcat:Distribution",
"title": "April 2025",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd040125.txt"
},
{
"@type": "dcat:Distribution",
"title": "April 2019",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd0401_0.txt"
},
{
"@type": "dcat:Distribution",
"title": "May 2018",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd0501.txt"
},
{
"@type": "dcat:Distribution",
"title": "May 2023",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd050123.txt"
},
{
"@type": "dcat:Distribution",
"title": "May 2024",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd050124.txt"
},
{
"@type": "dcat:Distribution",
"title": "May 2025",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd050125.txt"
},
{
"@type": "dcat:Distribution",
"title": "May 2019",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd0501_0.txt"
},
{
"@type": "dcat:Distribution",
"title": "May 2021",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd050321.txt"
},
{
"@type": "dcat:Distribution",
"title": "May 2022",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd050922.txt"
},
{
"@type": "dcat:Distribution",
"title": "June 2018",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd060118.txt"
},
{
"@type": "dcat:Distribution",
"title": "June 2019",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd060119.txt"
},
{
"@type": "dcat:Distribution",
"title": "June 2020",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd060120.txt"
},
{
"@type": "dcat:Distribution",
"title": "June 2021",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd060121.txt"
},
{
"@type": "dcat:Distribution",
"title": "June 2023",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd060123.txt"
},
{
"@type": "dcat:Distribution",
"title": "June 2024",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd060124.txt"
},
{
"@type": "dcat:Distribution",
"title": "June 2025",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd060125.txt"
},
{
"@type": "dcat:Distribution",
"title": "June 2022",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd061122.txt"
},
{
"@type": "dcat:Distribution",
"title": "July 2018",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd070118.txt"
},
{
"@type": "dcat:Distribution",
"title": "July 2020",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd070120.txt"
},
{
"@type": "dcat:Distribution",
"title": "July 2021",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd070121.txt"
},
{
"@type": "dcat:Distribution",
"title": "July 2022",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd070122.txt"
},
{
"@type": "dcat:Distribution",
"title": "July 2023",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd070123.txt"
},
{
"@type": "dcat:Distribution",
"title": "July 2025",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd070125.txt"
},
{
"@type": "dcat:Distribution",
"title": "July 2019",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd070219.txt"
},
{
"@type": "dcat:Distribution",
"title": "August 2018",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd0801.txt"
},
{
"@type": "dcat:Distribution",
"title": "August 2017",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd080117.txt"
},
{
"@type": "dcat:Distribution",
"title": "August 2020",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd080120.txt"
},
{
"@type": "dcat:Distribution",
"title": "August 2022",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd080122_1_0.txt"
},
{
"@type": "dcat:Distribution",
"title": "August 2023",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd080123.txt"
},
{
"@type": "dcat:Distribution",
"title": "August 2025",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd080125.txt"
},
{
"@type": "dcat:Distribution",
"title": "August 2021",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd080221.txt"
},
{
"@type": "dcat:Distribution",
"title": "August 2019",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd0805.txt"
},
{
"@type": "dcat:Distribution",
"title": "August 2024",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd082024.txt"
},
{
"@type": "dcat:Distribution",
"title": "September 2017",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd0901.txt"
},
{
"@type": "dcat:Distribution",
"title": "September 2018",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd090118.txt"
},
{
"@type": "dcat:Distribution",
"title": "September 2020",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd090120.txt"
},
{
"@type": "dcat:Distribution",
"title": "September 2022",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd090122.txt"
},
{
"@type": "dcat:Distribution",
"title": "September 2024",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd090124.txt"
},
{
"@type": "dcat:Distribution",
"title": "September 2025",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd090125.txt"
},
{
"@type": "dcat:Distribution",
"title": "September 2021",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd090221.txt"
},
{
"@type": "dcat:Distribution",
"title": "September 2019",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd090319.txt"
},
{
"@type": "dcat:Distribution",
"title": "October 2017",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd1001.txt"
},
{
"@type": "dcat:Distribution",
"title": "October 2019",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd1001192.txt"
},
{
"@type": "dcat:Distribution",
"title": "October 2020",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd100120.txt"
},
{
"@type": "dcat:Distribution",
"title": "October 2021",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd100121.txt"
},
{
"@type": "dcat:Distribution",
"title": "October 2022",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd100122.txt"
},
{
"@type": "dcat:Distribution",
"title": "October 2023",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd100123.txt"
},
{
"@type": "dcat:Distribution",
"title": "October 2024",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd100124.txt"
},
{
"@type": "dcat:Distribution",
"title": "October 2025",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd100125.txt"
},
{
"@type": "dcat:Distribution",
"title": "October 2018",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd1001_0.txt"
},
{
"@type": "dcat:Distribution",
"title": "November 2017",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd1101.txt"
},
{
"@type": "dcat:Distribution",
"title": "November 2019",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd110119_0.txt"
},
{
"@type": "dcat:Distribution",
"title": "November 2021",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd110121.txt"
},
{
"@type": "dcat:Distribution",
"title": "November 2022",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd110122.txt"
},
{
"@type": "dcat:Distribution",
"title": "November 2024",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd110124.txt"
},
{
"@type": "dcat:Distribution",
"title": "November 2025",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd110125.txt"
},
{
"@type": "dcat:Distribution",
"title": "November 2018",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd1101_0.txt"
},
{
"@type": "dcat:Distribution",
"title": "November 2020",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd110220.txt"
},
{
"@type": "dcat:Distribution",
"title": "December 2017",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd1201.txt"
},
{
"@type": "dcat:Distribution",
"title": "December 2019",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd120119.txt"
},
{
"@type": "dcat:Distribution",
"title": "December 2020",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd120120.txt"
},
{
"@type": "dcat:Distribution",
"title": "December 2022",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd120122.txt"
},
{
"@type": "dcat:Distribution",
"title": "December 2023",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd120123.txt"
},
{
"@type": "dcat:Distribution",
"title": "December 2024",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd120124.txt"
},
{
"@type": "dcat:Distribution",
"title": "December 2025",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd120125.txt"
},
{
"@type": "dcat:Distribution",
"title": "December 2018",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd1201_0.txt"
},
{
"@type": "dcat:Distribution",
"title": "December 2021",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/company-information-about-active-broker-dealers/bd1201_2.txt"
},
{
"@type": "dcat:Distribution",
"title": "January 2008",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd010108.txt"
},
{
"@type": "dcat:Distribution",
"title": "January 2009",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd010109.txt"
},
{
"@type": "dcat:Distribution",
"title": "January 2010",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd010110.txt"
},
{
"@type": "dcat:Distribution",
"title": "January 2012",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd010112.txt"
},
{
"@type": "dcat:Distribution",
"title": "January 2014",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd010114.txt"
},
{
"@type": "dcat:Distribution",
"title": "January 2016",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd010116.txt"
},
{
"@type": "dcat:Distribution",
"title": "January 2017",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd010117.txt"
},
{
"@type": "dcat:Distribution",
"title": "January 2015",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd010215.txt"
},
{
"@type": "dcat:Distribution",
"title": "January 2011",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd010411.txt"
},
{
"@type": "dcat:Distribution",
"title": "January 2013",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd010413.txt"
},
{
"@type": "dcat:Distribution",
"title": "February 2008",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd020108.txt"
},
{
"@type": "dcat:Distribution",
"title": "February 2009",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd020109.txt"
},
{
"@type": "dcat:Distribution",
"title": "February 2010",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd020110.txt"
},
{
"@type": "dcat:Distribution",
"title": "February 2011",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd020111.txt"
},
{
"@type": "dcat:Distribution",
"title": "February 2012",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd020112.txt"
},
{
"@type": "dcat:Distribution",
"title": "February 2013",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd020113.txt"
},
{
"@type": "dcat:Distribution",
"title": "February 2014",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd020114.txt"
},
{
"@type": "dcat:Distribution",
"title": "February 2015",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd020115.txt"
},
{
"@type": "dcat:Distribution",
"title": "February 2016",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd020116.txt"
},
{
"@type": "dcat:Distribution",
"title": "February 2017",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd020117.txt"
},
{
"@type": "dcat:Distribution",
"title": "March 2008",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd030108.txt"
},
{
"@type": "dcat:Distribution",
"title": "March 2009",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd030109.txt"
},
{
"@type": "dcat:Distribution",
"title": "March 2010",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd030110.txt"
},
{
"@type": "dcat:Distribution",
"title": "March 2011",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd030111.txt"
},
{
"@type": "dcat:Distribution",
"title": "March 2012",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd030112.txt"
},
{
"@type": "dcat:Distribution",
"title": "March 2013",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd030113.txt"
},
{
"@type": "dcat:Distribution",
"title": "March 2014",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd030114.txt"
},
{
"@type": "dcat:Distribution",
"title": "March 2015",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd030115.txt"
},
{
"@type": "dcat:Distribution",
"title": "March 2016",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd030116.txt"
},
{
"@type": "dcat:Distribution",
"title": "March 2017",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd030617.txt"
},
{
"@type": "dcat:Distribution",
"title": "March 2007",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd032307.txt"
},
{
"@type": "dcat:Distribution",
"title": "April 2008",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd040108.txt"
},
{
"@type": "dcat:Distribution",
"title": "April 2009",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd040109.txt"
},
{
"@type": "dcat:Distribution",
"title": "April 2010",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd040110.txt"
},
{
"@type": "dcat:Distribution",
"title": "April 2011",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd040111.txt"
},
{
"@type": "dcat:Distribution",
"title": "April 2012",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd040112.txt"
},
{
"@type": "dcat:Distribution",
"title": "April 2013",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd040113.txt"
},
{
"@type": "dcat:Distribution",
"title": "April 2014",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd040114.txt"
},
{
"@type": "dcat:Distribution",
"title": "April 2015",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd040115.txt"
},
{
"@type": "dcat:Distribution",
"title": "April 2016",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd040116.txt"
},
{
"@type": "dcat:Distribution",
"title": "April 2017",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd040317.txt"
},
{
"@type": "dcat:Distribution",
"title": "May 2009",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd050109.txt"
},
{
"@type": "dcat:Distribution",
"title": "May 2011",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd050111.txt"
},
{
"@type": "dcat:Distribution",
"title": "May 2012",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd050112.txt"
},
{
"@type": "dcat:Distribution",
"title": "May 2013",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd050113.txt"
},
{
"@type": "dcat:Distribution",
"title": "May 2014",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd050114.txt"
},
{
"@type": "dcat:Distribution",
"title": "May 2015",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd050115.txt"
},
{
"@type": "dcat:Distribution",
"title": "May 2016",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd050116.txt"
},
{
"@type": "dcat:Distribution",
"title": "May 2017",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd050117.txt"
},
{
"@type": "dcat:Distribution",
"title": "May 2010",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd051110.txt"
},
{
"@type": "dcat:Distribution",
"title": "June 2008",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd060108.txt"
},
{
"@type": "dcat:Distribution",
"title": "June 2009",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd060109.txt"
},
{
"@type": "dcat:Distribution",
"title": "June 2010",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd060110.txt"
},
{
"@type": "dcat:Distribution",
"title": "June 2011",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd060111.txt"
},
{
"@type": "dcat:Distribution",
"title": "June 2012",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd060112.txt"
},
{
"@type": "dcat:Distribution",
"title": "June 2013",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd060113.txt"
},
{
"@type": "dcat:Distribution",
"title": "June 2014",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd060114.txt"
},
{
"@type": "dcat:Distribution",
"title": "June 2015",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd060115.txt"
},
{
"@type": "dcat:Distribution",
"title": "June 2016",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd060116.txt"
},
{
"@type": "dcat:Distribution",
"title": "June 2017",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd060117.txt"
},
{
"@type": "dcat:Distribution",
"title": "June 2007",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd060507.txt"
},
{
"@type": "dcat:Distribution",
"title": "July 2008",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd070108.txt"
},
{
"@type": "dcat:Distribution",
"title": "July 2009",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd070109.txt"
},
{
"@type": "dcat:Distribution",
"title": "July 2010",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd070110.txt"
},
{
"@type": "dcat:Distribution",
"title": "July 2011",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd070111.txt"
},
{
"@type": "dcat:Distribution",
"title": "July 2012",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd070112.txt"
},
{
"@type": "dcat:Distribution",
"title": "July 2013",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd070113.txt"
},
{
"@type": "dcat:Distribution",
"title": "July 2014",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd070114.txt"
},
{
"@type": "dcat:Distribution",
"title": "July 2015",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd070115.txt"
},
{
"@type": "dcat:Distribution",
"title": "July 2016",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd070116.txt"
},
{
"@type": "dcat:Distribution",
"title": "July 2017",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd070317.txt"
},
{
"@type": "dcat:Distribution",
"title": "August 2008",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd080108.txt"
},
{
"@type": "dcat:Distribution",
"title": "August 2009",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd080109.txt"
},
{
"@type": "dcat:Distribution",
"title": "August 2010",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd080110.txt"
},
{
"@type": "dcat:Distribution",
"title": "August 2011",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd080111.txt"
},
{
"@type": "dcat:Distribution",
"title": "August 2012",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd080112.txt"
},
{
"@type": "dcat:Distribution",
"title": "August 2013",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd080113.txt"
},
{
"@type": "dcat:Distribution",
"title": "August 2014",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd080114.txt"
},
{
"@type": "dcat:Distribution",
"title": "August 2015",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd080115.txt"
},
{
"@type": "dcat:Distribution",
"title": "August 2016",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd080116.txt"
},
{
"@type": "dcat:Distribution",
"title": "August 2007",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd080207.txt"
},
{
"@type": "dcat:Distribution",
"title": "September 2008",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd090108.txt"
},
{
"@type": "dcat:Distribution",
"title": "September 2009",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd090109.txt"
},
{
"@type": "dcat:Distribution",
"title": "September 2010",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd090110.txt"
},
{
"@type": "dcat:Distribution",
"title": "September 2011",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd090111.txt"
},
{
"@type": "dcat:Distribution",
"title": "September 2012",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd090112.txt"
},
{
"@type": "dcat:Distribution",
"title": "September 2013",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd090113.txt"
},
{
"@type": "dcat:Distribution",
"title": "September 2014",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd090114.txt"
},
{
"@type": "dcat:Distribution",
"title": "September 2015",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd090115.txt"
},
{
"@type": "dcat:Distribution",
"title": "September 2016",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd090116.txt"
},
{
"@type": "dcat:Distribution",
"title": "September 2007",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd091207.txt"
},
{
"@type": "dcat:Distribution",
"title": "October 2007",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd093007.txt"
},
{
"@type": "dcat:Distribution",
"title": "October 2008",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd100108.txt"
},
{
"@type": "dcat:Distribution",
"title": "October 2009",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd100109.txt"
},
{
"@type": "dcat:Distribution",
"title": "October 2010",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd100110.txt"
},
{
"@type": "dcat:Distribution",
"title": "October 2011",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd100111.txt"
},
{
"@type": "dcat:Distribution",
"title": "October 2012",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd100112.txt"
},
{
"@type": "dcat:Distribution",
"title": "October 2013",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd100113.txt"
},
{
"@type": "dcat:Distribution",
"title": "October 2014",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd100114.txt"
},
{
"@type": "dcat:Distribution",
"title": "October 2015",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd100115.txt"
},
{
"@type": "dcat:Distribution",
"title": "October 2016",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd100116.txt"
},
{
"@type": "dcat:Distribution",
"title": "November 2007",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd110107.txt"
},
{
"@type": "dcat:Distribution",
"title": "November 2008",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd110108.txt"
},
{
"@type": "dcat:Distribution",
"title": "November 2009",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd110109.txt"
},
{
"@type": "dcat:Distribution",
"title": "November 2010",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd110110.txt"
},
{
"@type": "dcat:Distribution",
"title": "November 2011",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd110111.txt"
},
{
"@type": "dcat:Distribution",
"title": "November 2012",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd110112.txt"
},
{
"@type": "dcat:Distribution",
"title": "November 2013",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd110113.txt"
},
{
"@type": "dcat:Distribution",
"title": "November 2014",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd110114.txt"
},
{
"@type": "dcat:Distribution",
"title": "November 2015",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd110115.txt"
},
{
"@type": "dcat:Distribution",
"title": "November 2016",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd110116.txt"
},
{
"@type": "dcat:Distribution",
"title": "December 2007",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd120107.txt"
},
{
"@type": "dcat:Distribution",
"title": "December 2008",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd120108.txt"
},
{
"@type": "dcat:Distribution",
"title": "December 2009",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd120109.txt"
},
{
"@type": "dcat:Distribution",
"title": "December 2010",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd120110.txt"
},
{
"@type": "dcat:Distribution",
"title": "December 2011",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd120111.txt"
},
{
"@type": "dcat:Distribution",
"title": "December 2012",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd120112.txt"
},
{
"@type": "dcat:Distribution",
"title": "December 2013",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd120113.txt"
},
{
"@type": "dcat:Distribution",
"title": "December 2014",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd120114.txt"
},
{
"@type": "dcat:Distribution",
"title": "December 2015",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd120115.txt"
},
{
"@type": "dcat:Distribution",
"title": "December 2016",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/data/broker-dealers/frequently-requested-foia-document-company-information-about-active-broker-dealers/bd120116.txt"
},
{
"@type": "dcat:Distribution",
"title": "March 2020",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/node/add/data_distribution/bd030120.txt"
},
{
"@type": "dcat:Distribution",
"title": "April 2020",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/node/add/data_distribution/bd040120.txt"
},
{
"@type": "dcat:Distribution",
"title": "May 2020",
"mediaType": "text/plain",
"downloadURL": "https://www.sec.gov/files/node/add/data_distribution/bd050120.txt"
}
]
|
| identifier | https://www.sec.gov/node/86021 |
| keyword |
[
"SEC Markets and Data",
"foia-freq-doc"
]
|
| landingPage | https://www.sec.gov/foia-services/frequently-requested-documents/company-information-about-active-broker-dealers |
| license | http://www.usa.gov/publicdomain/label/1.0/ |
| modified | 2024-11-01T09:48:22Z |
| programCode |
[
"000:000"
]
|
| publisher |
{
"name": "Agency-Wide",
"subOrganizationOf": {
"name": "U.S. Securities and Exchange Commission",
"subOrganizationOf": {
"name": "U.S. Government"
}
}
}
|
| temporal | 2007-03-01T05:00:00Z/2026-02-02T13:55:00Z |
| theme |
[
"Data-BrokerDealers"
]
|
| title | Company Information About Active Broker-Dealers |