Information About Registered Investment Advisers and Exempt Reporting Advisers
Resources
391 resources available
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Registered Investment Advisers, April 2022
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Registered Investment Advisers, January 2012
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Exempt Reporting Advisers, January 2013
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Registered Investment Advisers, January 2013
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Exempt Reporting Advisers, January 2014
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Registered Investment Advisers, January 2014
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Exempt Reporting Advisers, January 2015
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Registered Investment Advisers, January 2015
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Registered Investment Advisers, January 2011
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Exempt Reporting Advisers, January 2017
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Registered Investment Advisers, January 2017
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Registered Investment Advisers, January 2010
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Exempt Reporting Advisers, January 2016
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Registered Investment Advisers, January 2016
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Registered Investment Advisers, January 2009
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Registered Investment Advisers, January 2008
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Registered Investment Advisers, February 2008
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Registered Investment Advisers, February 2010
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Registered Investment Advisers, February 2011
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Exempt Reporting Advisers, February 2012
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Registered Investment Advisers, February 2012
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Exempt Reporting Advisers, February 2013
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Registered Investment Advisers, February 2013
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Exempt Reporting Advisers, February 2016
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Registered Investment Advisers, February 2016
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Exempt Reporting Advisers, February 2017
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Registered Investment Advisers, February 2017
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Registered Investment Advisers, February 2009
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Exempt Reporting Advisers, February 2015
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Registered Investment Advisers, February 2015
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Exempt Reporting Advisers, February 2014
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Registered Investment Advisers, February 2014
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Registered Investment Advisers, March 2010
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Registered Investment Advisers, March 2011
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Exempt Reporting Advisers, March 2012
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Registered Investment Advisers, March 2012
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Exempt Reporting Advisers, March 2013
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Registered Investment Advisers, March 2013
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Exempt Reporting Advisers, March 2016
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Registered Investment Advisers, March 2016
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Exempt Reporting Advisers, March 2017
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Registered Investment Advisers, March 2017
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Registered Investment Advisers, March 2009
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Exempt Reporting Advisers, March 2015
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Registered Investment Advisers, March 2015
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Registered Investment Advisers, March 2008
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Exempt Reporting Advisers, March 2014
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Registered Investment Advisers, March 2014
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Registered Investment Advisers, April 2008
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Registered Investment Advisers, April 2009
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Registered Investment Advisers, April 2010
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Registered Investment Advisers, April 2011
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Exempt Reporting Advisers, April 2012
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Registered Investment Advisers, April 2012
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Exempt Reporting Advisers, April 2013
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Registered Investment Advisers, April 2013
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Exempt Reporting Advisers, April 2014
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Registered Investment Advisers, April 2014
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Exempt Reporting Advisers, April 2015
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Registered Investment Advisers, April 2015
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Exempt Reporting Advisers, April 2016
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Registered Investment Advisers, April 2016
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Exempt Reporting Advisers, April 2017
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Registered Investment Advisers, April 2017
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Registered Investment Advisers, May 2009
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Registered Investment Advisers, May 2011
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Exempt Reporting Advisers, May 2012
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Registered Investment Advisers, May 2012
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Exempt Reporting Advisers, May 2013
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Registered Investment Advisers, May 2013
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Exempt Reporting Advisers, May 2014
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Registered Investment Advisers, May 2014
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Exempt Reporting Advisers, May 2015
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Registered Investment Advisers, May 2015
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Exempt Reporting Advisers May 2017
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Registered Investment Advisers May 2017
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Exempt Reporting Advisers, May 2016
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Registered Investment Advisers, May 2016
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Registered Investment Advisers, May 2010
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Registered Investment Advisers, May 2007
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Registered Investment Advisers, June 2009
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Registered Investment Advisers, June 2011
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Exempt Reporting Advisers, June 2012
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Registered Investment Advisers, June 2012
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Exempt Reporting Advisers, June 2015
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Registered Investment Advisers, June 2015
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Exempt Reporting Advisers, June 2016
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Registered Investment Advisers, June 2016
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Exempt Reporting Advisers, June 2017
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Registered Investment Advisers, June 2017
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Registered Investment Advisers, June 2008
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Registered Investment Advisers, June 2010
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Exempt Reporting Advisers, June 2014
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Registered Investment Advisers, June 2014
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Exempt Reporting Advisers, June 2013
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Registered Investment Advisers, June 2013
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Registered Investment Advisers, June 2006
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Exempt Reporting Advisers, July 2017
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Registered Investment Advisers, July 2017
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Registered Investment Advisers, July 2008
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Registered Investment Advisers, July 2009
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Registered Investment Advisers, July 2010
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Registered Investment Advisers, July 2011
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Exempt Reporting Advisers, July 2013
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Registered Investment Advisers, July 2013
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Exempt Reporting Advisers, July 2014
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Registered Investment Advisers, July 2014
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Exempt Reporting Advisers, July 2015
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Registered Investment Advisers, July 2015
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Exempt Reporting Advisers, July 2016
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Registered Investment Advisers, July 2016
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Exempt Reporting Advisers, July 2012
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Registered Investment Advisers, July 2012
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Registered Investment Advisers, July 2007
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Registered Investment Advisers, August 2010
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Registered Investment Advisers, August 2009
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Registered Investment Advisers, August 2011
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Exempt Reporting Advisers, August 2012
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Registered Investment Advisers, August 2012
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Exempt Reporting Advisers, August 2013
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Registered Investment Advisers, August 2013
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Exempt Reporting Advisers, August 2014
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Registered Investment Advisers, August 2014
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Exempt Reporting Advisers, August 2016
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Registered Investment Advisers, August 2016
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Exempt Reporting Advisers, August 2015
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Registered Investment Advisers, August 2015
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Registered Investment Advisers, August 2008
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Registered Investment Advisers, September 2011
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Registered Investment Advisers, September 2009
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Registered Investment Advisers, September 2010
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Exempt Reporting Advisers, September 2012
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Registered Investment Advisers, September 2012
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Exempt Reporting Advisers, September 2015
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Registered Investment Advisers, September 2015
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Exempt Reporting Advisers, September 2016
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Registered Investment Advisers, September 2016
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Registered Investment Advisers, September 2008
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Exempt Reporting Advisers, September 2014
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Registered Investment Advisers, September 2014
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Exempt Reporting Advisers, September 2013
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Registered Investment Advisers, September 2013
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Registered Investment Advisers, September 2007
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Registered Investment Advisers, October 2008
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Registered Investment Advisers, October 2009
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Registered Investment Advisers, October 2010
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Exempt Reporting Advisers, October 2012
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Registered Investment Advisers, October 2012
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Exempt Reporting Advisers, October 2013
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Registered Investment Advisers, October 2013
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Exempt Reporting Advisers, October 2014
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Registered Investment Advisers, October 2014
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Exempt Reporting Advisers, October 2015
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Registered Investment Advisers, October 2015
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Registered Investment Advisers, October 2011
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Exempt Reporting Advisers, October 2016
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Registered Investment Advisers, October 2016
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Registered Investment Advisers, October 2007
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Registered Investment Advisers, November 2010
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Registered Investment Advisers, November 2011
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Exempt Reporting Advisers, November 2012
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Registered Investment Advisers, November 2012
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Exempt Reporting Advisers, November 2013
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Registered Investment Advisers, November 2013
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Exempt Reporting Advisers, November 2016
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Registered Investment Advisers, November 2016
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Registered Investment Advisers, November 2009
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Exempt Reporting Advisers, November 2015
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Registered Investment Advisers, November 2015
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Exempt Reporting Advisers, November 2014
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Registered Investment Advisers, November 2014
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Registered Investment Advisers, November 2007
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Registered Investment Advisers, December 2009
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Registered Investment Advisers, December 2010
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Registered Investment Advisers, December 2011
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Exempt Reporting Advisers, December 2014
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Registered Investment Advisers, December 2014
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Exempt Reporting Advisers, December 2015
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Registered Investment Advisers, December 2015
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Exempt Reporting Advisers, December 2016
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Registered Investment Advisers, December 2016
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Exempt Reporting Advisers, December 2013
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Registered Investment Advisers, December 2013
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Exempt Reporting Advisers, December 2012
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Registered Investment Advisers, December 2012
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Registered Investment Advisers, December 2008
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Exempt Reporting Advisers, January 2018
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Exempt Reporting Advisers, February 2018
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Registered Investment Advisers, January 2018
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Registered Investment Advisers, February 2018
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Exempt Reporting Advisers, March 2018
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Registered Investment Advisers, March 2018
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Exempt Reporting Advisers, April 2018
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Registered Investment Advisers, April 2018
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Exempt Reporting Advisers, May 2018
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Registered Investment Advisers, May 2018
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Exempt Reporting Advisers, June 2018
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Registered Investment Advisers, June 2018
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Exempt Reporting Advisers, July 2018
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Registered Investment Advisers, July 2018
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Exempt Reporting Advisers, August 2017
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Registered Investment Advisers, August 2017
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Exempt Reporting Advisers, August 2018
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Registered Investment Advisers, August 2018
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Exempt Reporting Advisers, September 2017
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Registered Investment Advisers, September 2017
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Exempt Reporting Advisers, October 2017
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Registered Investment Advisers, October 2017
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Exempt Reporting Advisers, November 2017
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Registered Investment Advisers, November 2017
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Exempt Reporting Advisers, December 2017
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Registered Investment Advisers, December 2017
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Exempt Reporting Advisers, January 2019 - unavailable due to federal government shutdown
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Registered Investment Advisers, January 2019 - unavailable due to federal government shutdown
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Exempt Reporting Advisers, January 2020
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Registered Investment Advisers, January 2020
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Exempt Reporting Advisers, January 2022
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Registered Investment Advisers, January 2022
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Exempt Reporting Advisers, January 2021
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Registered Investment Advisers, January 2021
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Exempt Reporting Advisers, January 2023
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Registered Investment Advisers, January 2023
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Exempt Reporting Advisers, February 2019
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Registered Investment Advisers, February 2019
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Exempt Reporting Advisers, February 2021
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Registered Investment Advisers, February 2021
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Exempt Reporting Advisers, February 2020
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Registered Investment Advisers, February 2020
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Exempt Reporting Advisers, February 2023
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Registered Investment Advisers, February 2023
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Exempt Reporting Advisers, February 2022
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Registered Investment Advisers, February 2022
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Exempt Reporting Advisers, March 2019
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Registered Investment Advisers, March 2019
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Exempt Reporting Advisers, March 2021
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Registered Investment Advisers, March 2021
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Exempt Reporting Advisers, March 2022
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Registered Investment Advisers, March 2022
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Exempt Reporting Advisers, March 2023
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Registered Investment Advisers, March 2023
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Exempt Reporting Advisers, April 2019
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Registered Investment Advisers, April 2019
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Exempt Reporting Advisers, April 2022
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Exempt Reporting Advisers, April 2023
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Registered Investment Advisers, April 2023
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Exempt Reporting Advisers, April 2021
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Registered Investment Advisers, April 2021
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Exempt Reporting Advisers, May 2019
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Registered Investment Advisers, May 2019
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Exempt Reporting Advisers, May 2022
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Registered Investment Advisers, May 2022
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Exempt Reporting Advisers, May 2021
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Registered Investment Advisers, May 2021
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Registered Investment Advisers, May 2023
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Exempt Reporting Advisers, May 2023
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Exempt Reporting Advisers, June 2020
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Registered Investment Advisers, June 2020
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Exempt Reporting Advisers, June 2021
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Registered Investment Advisers, June 2021
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Exempt Reporting Advisers, June 2022
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Registered Investment Advisers, June 2022
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Registered Investment Advisers, June 2019
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Exempt Reporting Advisers, June 2019
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Exempt Reporting Advisers, July 2019
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Registered Investment Advisers, July 2019
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Exempt Reporting Advisers, July 2020
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Registered Investment Advisers, July 2020
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Exempt Reporting Advisers, July 2021
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Registered Investment Advisers, July 2021
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Exempt Reporting Advisers, July 2022
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Registered Investment Advisers, July 2022
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Exempt Reporting Advisers, August 2019
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Registered Investment Advisers, August 2019
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Exempt Reporting Advisers, August 2022
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Registered Investment Advisers, August 2022
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Exempt Reporting Advisers, August 2021
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Registered Investment Advisers, August 2021
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Exempt Reporting Advisers, August 2020
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Registered Investment Advisers, August 2020
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Exempt Reporting Advisers, September 2021
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Registered Investment Advisers, September 2021
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Exempt Reporting Advisers, September 2022
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Registered Investment Advisers, September 2022
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Exempt Reporting Advisers, September 2020
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Registered Investment Advisers, September 2020
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Exempt Reporting Advisers, September 2019
APPLICATION/VND.OPENXMLFORMATS-OFFICEDOCUMENT.SPREADSHEETML.SHEET -
Registered Investment Advisers, September 2019
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Exempt Reporting Advisers, September 2018
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Registered Investment Advisers, September 2018
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Exempt Reporting Advisers, October 2018
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Registered Investment Advisers, October 2018
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Exempt Reporting Advisers, October 2019
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Registered Investment Advisers, October 2019
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Exempt Reporting Advisers, October 2020
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Registered Investment Advisers, October 2020
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Exempt Reporting Advisers, October 2022
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Registered Investment Advisers, October 2022
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Exempt Reporting Advisers, October 2021
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Registered Investment Advisers, October 2021
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Exempt Reporting Advisers, November 2018
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Registered Investment Advisers, November 2018
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Exempt Reporting Advisers, November 2019
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Registered Investment Advisers, November 2019
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Exempt Reporting Advisers, November 2021
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Registered Investment Advisers, November 2021
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Exempt Reporting Advisers, November 2020
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Registered Investment Advisers, November 2020
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Exempt Reporting Advisers, November 2022
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Registered Investment Advisers, November 2022
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Exempt Reporting Advisers, December 2021
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Registered Investment Advisers, December 2021
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Exempt Reporting Advisers, December 2022
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Exempt Reporting Advisers, December 2019
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Registered Investment Advisers, December 2019
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Exempt Reporting Advisers, December 2020
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Registered Investment Advisers, December 2020
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Exempt Reporting Advisers, December 2018
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Registered Investment Advisers, December 2018
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Exempt Investment Advisers, October 2025
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Registered Investment Advisers, October 2025
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Exempt Investment Advisers, November 2025
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Registered Investment Advisers, November 2025
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Exempt Investment Advisers, January 2025
APPLICATION/VND.OPENXMLFORMATS-OFFICEDOCUMENT.SPREADSHEETML.SHEET -
Registered Investment Advisers, January 2025
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Exempt Investment Advisers, January 2026
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Registered Investment Advisers, January 2026
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Exempt Reporting Advisers, January 2024
APPLICATION/VND.OPENXMLFORMATS-OFFICEDOCUMENT.SPREADSHEETML.SHEET -
Registered Investment Advisers, January 2024
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Exempt Investment Advisers, February 2025
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Registered Investment Advisers, February 2025
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Exempt Investment Advisers, February 2024
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Registered Investment Advisers, February 2024
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Exempt Investment Advisers, March 2024
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Registered Investment Advisers, March 2024
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Exempt Investment Advisers, March 2025
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Registered Investment Advisers, March 2025
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Exempt Investment Advisers, April 2024
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Registered Investment Advisers, April 2024
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Exempt Investment Advisers, April 2025
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Registered Investment Advisers, April 2025
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Exempt Investment Advisers, May 2025
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Registered Investment Advisers, May 2025
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Exempt Investment Advisers, May 2024
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Registered Investment Advisers, May 2024
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Exempt Reporting Advisers, June 2023
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Registered Investment Advisers, June 2023
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Exempt Investment Advisers, June 2025
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Registered Investment Advisers, June 2025
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Exempt Investment Advisers, June 2024
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Registered Investment Advisers, June 2024
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Exempt Investment Advisers, July 2025
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Registered Investment Advisers, July 2025
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Exempt Investment Advisers, July 2024
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Registered Investment Advisers, July 2024
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Exempt Reporting Advisers, July 2023
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Registered Investment Advisers, July 2023
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Exempt Investment Advisers, August 2025
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Registered Investment Advisers, August 2025
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Exempt Investment Advisers, August 2024
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Registered Investment Advisers, August 2024
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Exempt Reporting Advisers, August 2023
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Registered Investment Advisers, August 2023
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Exempt Investment Advisers, September 2025
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Registered Investment Advisers, September 2025
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Exempt Investment Advisers, September 2024
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Registered Investment Advisers, September 2024
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Exempt Reporting Advisers, September 2023
APPLICATION/VND.OPENXMLFORMATS-OFFICEDOCUMENT.SPREADSHEETML.SHEET -
Registered Investment Advisers, September 2023
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Exempt Investment Advisers, October 2024
APPLICATION/VND.OPENXMLFORMATS-OFFICEDOCUMENT.SPREADSHEETML.SHEET -
Registered Investment Advisers, October 2024
APPLICATION/VND.OPENXMLFORMATS-OFFICEDOCUMENT.SPREADSHEETML.SHEET -
Exempt Reporting Advisers, October 2023
APPLICATION/VND.OPENXMLFORMATS-OFFICEDOCUMENT.SPREADSHEETML.SHEET -
Registered Investment Advisers, October 2023
APPLICATION/VND.OPENXMLFORMATS-OFFICEDOCUMENT.SPREADSHEETML.SHEET -
Exempt Reporting Advisers, November 2023
APPLICATION/VND.OPENXMLFORMATS-OFFICEDOCUMENT.SPREADSHEETML.SHEET -
Registered Investment Advisers, November 2023
APPLICATION/VND.OPENXMLFORMATS-OFFICEDOCUMENT.SPREADSHEETML.SHEET -
Exempt Investment Advisers, November 2024
APPLICATION/VND.OPENXMLFORMATS-OFFICEDOCUMENT.SPREADSHEETML.SHEET -
Registered Investment Advisers, November 2024
APPLICATION/VND.OPENXMLFORMATS-OFFICEDOCUMENT.SPREADSHEETML.SHEET -
Registered Investment Advisers, December 2022
APPLICATION/ZIP -
Exempt Investment Advisers, December 2024
APPLICATION/VND.OPENXMLFORMATS-OFFICEDOCUMENT.SPREADSHEETML.SHEET -
Registered Investment Advisers, December 2024
APPLICATION/VND.OPENXMLFORMATS-OFFICEDOCUMENT.SPREADSHEETML.SHEET -
Exempt Reporting Advisers, December 2023
APPLICATION/VND.OPENXMLFORMATS-OFFICEDOCUMENT.SPREADSHEETML.SHEET -
Registered Investment Advisers, December 2023
APPLICATION/VND.OPENXMLFORMATS-OFFICEDOCUMENT.SPREADSHEETML.SHEET -
Exempt Investment Advisers, December 2025
APPLICATION/ZIP -
Registered Investment Advisers, December 2025
APPLICATION/ZIP -
Exempt Investment Advisers, February 2026
APPLICATION/ZIP -
Registered Investment Advisers, February 2026
APPLICATION/ZIP -
Registered Investment Advisers, March 2020
APPLICATION/ZIP -
Exempt Reporting Advisers, March 2020
APPLICATION/ZIP -
Exempt Reporting Advisers, April 2020
APPLICATION/ZIP -
Registered Investment Advisers, April 2020
APPLICATION/ZIP -
Exempt Reporting Advisers, May 2020
APPLICATION/ZIP -
Registered Investment Advisers, May 2020
APPLICATION/ZIP
Complete Metadata
| @type | dcat:Dataset |
|---|---|
| accessLevel | public |
| accrualPeriodicity | R/P1M |
| bureauCode |
[
"449:00"
]
|
| contactPoint |
{
"fn": "Open Data",
"hasEmail": "mailto:opendata@sec.gov"
}
|
| description | The Investment Adviser Information Reports' data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration Depository (IARD) system. |
| distribution |
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]
|
| identifier | https://www.sec.gov/node/86016 |
| keyword |
[
"Data Sets",
"SEC Markets and Data",
"foia-freq-doc"
]
|
| landingPage | https://www.sec.gov/data-research/sec-markets-data/information-about-registered-investment-advisers-exempt-reporting-advisers |
| license | http://www.usa.gov/publicdomain/label/1.0/ |
| modified | 2019-06-03T09:48:09Z |
| programCode |
[
"000:000"
]
|
| publisher |
{
"name": "Investment Management",
"subOrganizationOf": {
"name": "U.S. Securities and Exchange Commission",
"subOrganizationOf": {
"name": "U.S. Government"
}
}
}
|
| temporal | 2006-07-01T17:17:47Z/2026-02-04T14:30:00Z |
| theme |
[
"Data-Other"
]
|
| title | Information About Registered Investment Advisers and Exempt Reporting Advisers |
